Participatory Action Research

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A case study of participatory research among farmer-settlers in Southern Phillipines
(1980) Belamide, Eileen
This case study examines the use of participatory research as a tool for rural organizing among farmer-settlers in Southern Philippines. The study describes a community of migrant farmers facing persistent poverty, land conflict, displacement, and violence following a corporation’s claim to their cultivated land. Participatory research was integrated into a rural organizers’ training program and subsequently applied within the village through continuous dialogue, community immersion, data gathering, collective analysis, and organizing. Local farmer-settlers were involved as research partners in identifying problems, gathering and interpreting information, analyzing the economic, political, and cultural structures affecting their situation, and developing plans for collective action. The research process emphasized that data gathering should serve community action and strengthen self-reliance rather than function solely as an academic exercise. Through the transfer of research and analytical skills to community members, the villagers developed a broader understanding of their land struggle and its connections with wider social, economic, political, and cultural structures. The process also contributed to stronger community organization, collective decision-making, self-reliance, and initiatives in areas such as economic activities and community health. The study identifies the principal outcomes as changes in the community’s perception of its social conditions and gradual changes in aspects of the village’s social organization.
Action and knowledge: Breaking the monopoly with participatory action research
(The Apex Press, 1991) Fals Borda, Orlando; Rahman, Mohammed Anisur
This book is the result of field work and reflection inspired in Participatory Action-Research (PAR) techniques and philosophy during the last twenty years, when this form of study-and-action was first proposed and tried. The book does not attempt the impossible task of covering the entire field. It does try, however, to underline PAR's main features as we have experienced them, illustrating them in Part II through a handful of process studies, or vivencias, from different countries. Such vivencias are expected to show why PAR is a viable ap-proach to face some of the very old problems still experienced in many parts of the world where "development" policies have been tried and found wanting. However, although the crisis of "development" and its discourse is every day more widely felt and discussed, because PAR began much before, the alternative rise of PAR should not be interpreted as a response to it. From the beginning, those who adopted PAR have tried to practice with a radical commitment that has gone beyond usual institutional boundaries, reminiscent of the challenging tradition of Chartists, utopians and other social movements of the nineteenth century. Therefore, while recognizing that ours is an ancient, permanent task, it is our hope to reach social action groups, grassroots animators, intellectuals and government officials with a constructive message adapted to present needs for social and economic change, and conducive to other options for enlightenment and awakening of common peoples-especially those forgotten, despised or left voiceless by the dominant Establishments. We are concerned with such sociopolitical problems as people's power and struggles, and with cognitive issues, such as those implied in the accumulation of different types of knowledge. The pertinent theoretical discussion is found in Parts I and III, written also with a view to undertake a dialogue with academic scholars and in particular those who consider themselves "post-modern." We want to express our appreciation to the collaborators of this book and to the many groups that participated in the experiences. Thanks are due also to the director of the Institute of Political and International Studies of the National University of Colombia, Bogotá, and to the chief of the Rural Employment Policies Branch of the International Labour Office, Geneva, for their institutional support of the present work.
Assessment of internal empowerment at the group level
(0000)
This paper presents frameworks for assessing internal and external empowerment at the group level in development interventions. It examines the monitoring systems and how they can capture the processes of group strengthening and the outcomes of collective action. Two dimensions of empowerment assessment, along with their indicators and methods are discussed. Internal empowerment encompasses self-management quality and quantity, problem-solving capabilities, democratisation, and self-reliance and sustainability. External empowerment parameters include influence with project implementing agencies, leverage with state agencies for development funds, representation in local government bodies, and engagement with other groups, social movements, and non-group members. The paper then illustrates the application of empowerment assessment by presenting four case studies of AGDEV- An agricultural development project , Women's Enterprise Development Project (WEDP), Rights- Slum initiative, and SANA- a capacity building agency.
Building capacity through action learning
(Institute for Development Research (IDR) Reports, 1993) Leach, Mark
The ability to learn from experience is critical for individuals and organizations seeking to be effective in rapidly changing and complex situations. Educators, corporate managers, public administrators, and grass roots activists have all been challenged by the dilemmas of learning from action and experience. While using many different terms (including action research, action science, experiential learning, participatory research, organizational learning, learning systems, etc.) these people have developed a rich and varied set of insights into facilitating what might be generally called "action learning." The purpose of this paper is to review several streams of work related to action learning (AL), and to consolidate some of the key principles in an effort to help organizations expand their capacity to develop action learning strategies. Particular attention will be paid to the relevance of action learning principles for non-governmental and community based organizations (NGOs and CBOs).
Community engagement: A critical guide for practitioners
(2017-05) Shaw, Mae; Crowther, Jim
The motivation for this critical guide to community engagement comes primarily from our experience over many years as teachers on undergraduate and postgraduate programmes of community education. These programmes have historically been validated both by the university and the appropriate professional body, so they are firmly located at the interface between academic and vocational standards; between theory and practice. We have found that these different, sometimes contradictory, demands create a productive dynamic which has been at the core of our teaching, our writing and our relationships with the broader field of practice. We consider that an engagement with significant theoretical frameworks, an awareness of important historical traditions and an empathetic identification with the social reality of marginalized groups are all necessary in order to practise critical community engagement.
De fracaso y frustración en el trabajo de campo: cómo asumir la ética de la representación en la investigación participativa [Of failure and frustration in field work —how to assume the ethics of representation in participatory research]
(Universidad Colegio Mayor de Cundinamarca, 2013) Oslender, Ulrich
La investigación participativa ha vuelto a la agenda por estos días. Sin duda en la academia convencional ha cobrado mayor aceptación que por allá en la década de 1970, cuando Orlando Fals Borda y otros desarrollaron lo que se dio a conocer como Investigación-Acción Participativa (IAP). Los consejos de investigación muestran cada vez mayor interés en financiar propuestas de investigación en colaboración, al parecer deseosos de escuchar y aprender de las experiencias de grupos subalternos. Lo sorprendente quizás es que muchas de estas investigaciones se reinventan hoy sin referencia siquiera al trabajo pionero de Fals Borda y otros. Otra carencia en los debates metodológicos se refiere a la falta de enfrentar abiertamente problemas de fracaso, decepción o frustración que el académico-activista pueda haber experimentado en el trabajo de campo. En este artículo, quisiera reflexionar sobre una experiencia de investigación en colaboración en la que participé y considerar de manera crítica aquellas situaciones que generaron alguna decepción personal, mostrando así las limitaciones en el campo de la investigación participativa. Hasta ahora me he abstenido de escribir sobre esto, pues plantea problemas éticos significativos en la posible identificación de sujetos de investigación, que hacen parte de esta historia. Sin embargo, creo que es solo mediante el examen crítico y abordando los fracasos y las frustraciones de las agendas de investigación en colaboración que pueden evitarse tales disgustos en el futuro. Cómo escribir sobre estos fracasos es una cuestión que no se responde fácilmente.
Lambatlaya
(Institute of Social Work & Community Development (ISWCD), 1984) Abad, Henedina; Hall, Budd L; Gawasnon, Banika; Sadulla, Jaime; Veneracion, Ma. Corazon J; Tolentino, Carmina; Freire, Paulo; Lanot, Marra P.L; Lacaba, Jose F; Tan, Rene; Torres, Amaryllis T; Magno, Neng
This bulletin is about participatory research as an alternative to traditional social science research practice in the Philippines, particularly research “with” and “for” the people. The contributions review research practices in which professional social scientists assume total or partial responsibility for defining problems, collecting, analyzing, interpreting data, and presenting findings to poor and vulnerable communities as if they are only research subjects. This bulletin draws lessons from the authors’ varied experiences in community development, adult education, health, rural and urban organizing, and social action. Participatory research is discussed as a praxis, that is, a process of inquiry, reflection, learning, and action. Participatory Action Research, participatory conscientizing research, community participation in research, alternative approaches to research, and building community research capacity are some of the issues taken up. Emphasis is placed on people’s participation in problem definition, data collection, analysis and interpretation, decision-making, and action. The contributions also take up issues of professional researchers’ monopoly over knowledge production, people’s concepts and analysis, community organization and empowerment, connecting research with action, and people’s participation in development planning. The bulletin further raises questions concerning methodology, research evaluation, community participation indicators, scientific validity, cost effectiveness, and research linkages with development planning. The contributions are by Henedina Abad, Rene Tan, Budd L. Hall, Amaryllis Torres, Neng Magno, and Ma. Corazon J. Veneracion. This bulletin also contains bibliographic essays by Jaime M. Sedullo, Ma. Corazon J. Veneracion, and Carmina Tolentino.
Looking back, looking forward: Reflections on the origins of the international participatory research network and the participatory research group in Toronto, Canada
(1997) Hall, Budd L
In this article, Dr. Budd Hall looks back on the early history of the International Participatory Research Network, founded in 1976 in association with the International Council for Adult Education. He traces his own path into the work through years spent in Tanzania, where Julius Nyerere's ideas on self-reliance, Marja Liisa Swantz's participant research, and a 1971 visit from Paulo Freire shaped his understanding of research as an act of solidarity rather than a neutral exercise. He describes the 1975 special issue of Convergence that first drew together scattered efforts around the world, the 1977 Cartagena conference with Orlando Fals Borda and other Latin American scholar-activists, and the network's founding commitment to autonomous, horizontally organised nodes across Toronto, New Delhi, Dar es Salaam, the Netherlands, and Caracas. He then considers what role universities should play in a field built on breaking the academy's monopoly over knowledge production and reflects on the structural pressures that work against genuine collaboration between academics and communities. The article closes by asking whether participatory research might extend further, toward co-creating knowledge with the rest of nature.
Participatory research
(0000) Tandon, Rajesh
This article by Dr. Rajesh Tandon examines the relationship between development with knowledge and research in the context of developing countries, arguing that mainstream development strategies have largely remained Western-centric, adopting a top-down, technology-driven approach and being detached from the lived realities of marginalized communities. He critiques post-WWII development strategies as primarily dependent on knowledge that is controlled by the monopoly of elite researchers to serve the interests of those in power- under the guise of objectivity and neutrality. The article further criticises the irrelevance of sophisticated research methodologies and ethical issues that arise due to seeing humans as mere subjects, and presents participatory research as an emerging alternative. It emphasises the role of ordinary people in generating and utilising their own knowledge to bring socio-economic changes.
Participatory research in health: Setting the context
(Zed Books, 1996) De Koning, Korrie; Martin, Marion
Many contributors to this book assume some familiarity with concepts which may not be familiar to all health professionals. Our aim in this introduction is to set into context those issues and theoretical concepts which are frequently referred to in the text. These include educational processes based on Freire's critical pedagogy (Freire 1972), issues around difference, for example in gender, and contemporary notions of knowledge production.
Participatory research in the Caribbean: Principles, practice, problems and potential. Issues and cases of the Caribbean Participatory Research Network, 1984-85
(Caribbean Regional Council for Adult Education (CARCAE)., 1985) Harvey, Claudia
A simple definition of research is that it is a systematic means of seeking information, explanation (cause and effect) and understanding of a complexity of factors. Any form of research, however, derives from a particular tradition - a body of theory and a methodology developed over time. Each discipline is marked by particular assumptions, concepts, questions methods and explanations which distinguish it from other disciplines. The assumptions derive from the particular perspective or view of the world held by the adherents to that particular discipline. The concepts are the specialized language used within the discipline to ask questions for which answers are sought using particular processes, principles and procedures. These assumptions, concepts and methods shape the kinds of questions asked and the explanations provided.
Participatory research: A new methodology for adult educators?
(National Center for Research in Vocational Education, 1979) Griffith, William S; Cristarella, Mary C
Participatory research is a term which has been appearing within the past several years in international adult education conferences and which some commentators believe has the potential of redirecting research within the field of adult education. The International Conference on Adult Education and Development held in Dar-es-Salaam in June, 1976, proposed that "all adult educators should receive training in the theory and practice of participatory research as well as in complementary quantitative research techniques" (Dar-es-Salaam Design for Action, 1976, p.32). The UNESCO program action plan for 1977-1982 includes the support of future participatory research (Hurly, 1976). Cain states "the forces producing the demand for something called 'participatory research' are numerous and compelling" (Cain, 1977, p.7).
Participatory research: An introduction-Issues to consider
(Society for Participatory Research in Asia (PRIA), 1982) International Council for Adult Education.; Participatory Research Network
A list of 'issues to consider' when doing participatory research, including: goals, control, role of the participatory researcher, training, participatory evaluation, guidelines for participatory research, and obstacles and limitations.
Participatory training and self development
(0000) Acharya, Binoy; Verma, Shalini
How should training be undertaken to encourage critical thinking and instill confidence in people? In this article, Binoy Acharya and Shalini Verma discuss the growing emphasis on training within the development sector while questioning approaches that reduce training to the mere transfer of information or techniques. They argue that many people, especially the poor and marginalised, experience the systematic devaluation of their own knowledge and capacities which weakens self confidence and participation. For this reason, simply providing more skills cannot by itself lead to empowerment, though external knowledge may still be useful. The focus of training, they argue, must be to foster critical thinking so that people can analyse their own realities, articulate their experiences, and identify what they need to learn further. Participatory training is highlighted as a process that breaks the culture of silence, restores faith in people’s own knowledge, and builds confidence for collective action. Social development, the authors emphasise, begins with the development of the self.
Social movements and political power: Evolution in Latin America
(Sage, 1990-6) Fals Borda, Orlando
Social movements came to life again in Latin America towards 1964. Working mainly at the local level, they have been undergoing intense evolution by adopting political functions. This has been due to the concatenation of the problems faced by them in existing vacuums of power. Movements have sustained themselves in time and have expanded regionally, to the point of now adopting national stances. This is expressed in autonomous action exemplified in Brazil, Mexico, Colombia, Chile and other nations. Prospects are difficult because of repression and co-optation, but unexpected resistance of the movements expresses an intense desire to achieve alternative developments and ways of life in these countries.
The application of participatory action-research in Latin America
(International Sociology, 1987) Fals-Borda, Orlando
A research methodology that combines theory, action and participation (PAR) committed to further the interests of exploited groups and classes has been initiated and tried in many Third World countries since the 1970s. PAR claims inspiration from phenomenological and Marxist trends adjusted to regional realities and factors; it challenges established academic routines without discarding the need to accumulate and systematise knowledge, and to construct a more comprehensive and human paradigm in the social sciences; and it proposes a series of techniques to combine knowledge and power without falling into the dangers of world annihilation. This is illustrated with actual field studies and projects in Nicaragua. Colombia and Mexico.
The Application of the social sciences’ Contemporary issues to work on participatory action research
(Society for Applied Anthropology, 2008) Fals Borda, Orlando
No one could have been more surprised than I when at the closing session of the 12th International Sympo-N sium on Action Research for Education, held at my home city of Bogotá, Colombia May 14-18, 2007 a number of delegates from Australia, Great Britain and the United States went to the podium to announce that I was the new recipient of the prestigious Bronislaw Malinowski Award of the Society for Applied Anthropology. I should travel to Memphis for this purpose. It is a motive of amazement to find my name in the honor roll together with scientists and authors of my considerable youthful reverence, the masters of my professors-a roster with names such as Gunnar Myrdal, Everett C. Hughes, Laura Thompson, Conrad Arensberg, and Margaret Clark. How did I finally fit into this sacred list? I am not going to question the criteria for choosing. My main duty, I feel, is to examine whether I merit such inclusion from the standpoint of con-tinuity and/or accumulation of science, continuing some of the basic tenets of the discipline I learned in my university years in the United States.